Securities & Capital Markets

At the cutting edge of Vietnam’s rapidly evolving financial and capital markets, we advise financial institutions, securities companies, fund managers, listed companies and unlisted companies on fundraising through primary and secondary security issuances. The Securities & Capital Markets practice is closely linked to our Banking & Finance practice.

Clients choose us for:

  • Initial public offerings and secondary offerings by companies in Vietnam
  • Listings of companies in Ho Chi Minh City Stock Exchange (HOSE) and Hanoi Stock Exchange (HNX)
  • Due diligence and issuance of legal opinions in respect of Vietnamese laws for international offerings
  • Equitisation (privatisation) & reorganization
  • Corporate restructuring
  • Equity-related fund raisings such as rights issues, private placements & convertible securities
  • Investment fund formation and fund-related work including structuring, pre-launch activities, and listing
  • Compliance advice on regulatory matters for listed companies

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Related Contacts

Vu Pham Huyen My

Junior Associate

Vu Pham Huyen My

Junior Associate
  • Inward Investment
  • Corporate & Commercial
  • Mergers & Acquisitions
  • Securities & Capital Markets
  • Anti-trust & Competition

Dang The Duc

Managing Partner

Dang The Duc

Managing Partner
  • Mergers & Acquisitions
  • Banking & Finance
  • Securities & Capital Markets
  • Intellectual Property
  • Technology, Media & Telecommunications
  • Energy, Natural Resources & Infrastructure
  • Litigation & Dispute Resolution

Ngo Dang Loc

Associate

Ngo Dang Loc

Associate
  • Banking & Finance
  • Securities & Capital Markets
  • Mergers & Acquisitions
  • Anti-trust & Competition
  • Energy, Natural Resources & Infrastructure

Dang Hoan My

Partner

Dang Hoan My

Partner
  • Mergers & Acquisitions
  • Securities & Capital Markets
  • Inward Investment
  • Banking & Finance
  • Corporate & Commercial
  • Energy, Natural Resources & Infrastructure

Pham Viet Tuan

Partner

Pham Viet Tuan

Partner
  • Real Estate & Construction
  • Litigation & Dispute Resolution
  • Mergers & Acquisitions
  • Energy, Natural Resources & Infrastructure
  • Securities & Capital Markets

Pham Hoang Vu

Associate

Pham Hoang Vu

Associate
  • Mergers & Acquisitions
  • Banking & Finance
  • Litigation & Dispute Resolution
  • Energy, Natural Resources & Infrastructure
  • Securities & Capital Markets
  • Technology, Media & Telecommunications

Phan Anh Vu

Partner

Phan Anh Vu

Partner
  • Securities & Capital Markets
  • Energy, Natural Resources & Infrastructure
  • Mergers & Acquisitions
  • Real Estate & Construction
  • Corporate & Commercial
  • Inward Investment
  • Litigation & Dispute Resolution
  • Anti-trust & Competition